Advising the Institutions That Anchor the Financial System
We support global and regional banks, broker-dealers, and capital markets firms in strengthening their regulatory resilience, modernizing risk functions, and delivering AI-driven operational change.
🧠Overview:
As banking and capital markets institutions evolve to meet new regulatory expectations, technology shifts, and market risks, they must also protect trust, navigate scrutiny, and innovate responsibly.
Wyman Advisory partners with Tier-1 and regional players to deliver programs that align business growth with compliance, control, and data integrity. From supervisory response to AI enablement, our advisors deliver measurable outcomes across the first, second, and third lines of defense.
🔍 Our Areas of Focus:
Regulatory Exam Management & Remediation
Includes OCC, FRB, FDIC, FCA, MAS, and multi-jurisdiction response programs.Front-to-Back Risk & Control Transformation
Enterprise RCSA design, key control uplift, 3LOD clarity, audit response.Capital Markets Surveillance & Conduct Risk
Surveillance optimization and trade misconduct monitoring modernization.Model Governance & Validation
Support for credit, market, and liquidity models — stress testing and documentation readiness.AI Integration Across Risk & Compliance
Implementing automation, analytics, and model risk controls at scale.
đź’¬ Why Wyman Advisory?
Deep understanding of regulatory and commercial demands across markets and functions.
Experienced advisors with backgrounds in risk, compliance, trading operations, and internal audit.
Capable of working on high-urgency remediation and long-range transformation initiatives.