Strategy Meets Results
From regulatory remediation to AI transformation, see how we turn institutional challenges into measurable success. These aren’t slide decks they’re stories of impact, scale, and execution.
Risk Exposure Remediated
MRAs Closed
Ops Cost Saved
Tier-1 U.S. Bank
Consent Order Remediation Across Three Lines of Defense
Challenge: The institution faced a sweeping OCC Consent Order involving fragmented governance, unclear control ownership, and recurring audit failures across operations, risk, and compliance.
Wyman’s Approach: We designed a unified remediation program, aligned regulatory deliverables across first and second lines, ran readiness sprints for exam prep, and established an integrated reporting framework.
Impact:
✔ Consent Order lifted in 12 months
✔ $500M risk exposure remediated
✔ 3-line ownership model institutionalized
Multi-Jurisdictional MRIA Closure & Regulator Alignment
Challenge: The bank was under regulatory pressure across U.S., U.K., and Japan jurisdictions with overlapping MRIAs and inconsistent reporting structures.
Wyman’s Approach: We built a cross-border governance framework, conducted mock exams in line with FRB and JFSA expectations, and deployed a unified regulatory reporting playbook.
Impact:
✔ MRIAs closed within 180 days
✔ 85% consistency uplift in regulatory submissions
✔ Regulatory confidence restored in key markets
Global Custodian Bank
Fintech – AI Readiness & Transformation
Designing Scalable AI Architecture for Regulatory Fit
Challenge: A fast-scaling fintech lacked AI governance structures and faced delays in institutional onboarding due to compliance concerns.
Wyman’s Approach: Defined AI governance policy, stood up a data pipeline with audit trails, and supported model documentation aligned to OCC expectations.
Impact:
✔ Passed regulatory tech audit in < 90 days
✔ 3 AI use cases moved to production
✔ Cleared threshold for Tier-1 client onboarding
OCC Onboarding & Branch Regulatory Strategy
Challenge: A leading APAC-based bank sought to launch a U.S. branch but lacked a local regulatory roadmap, governance structure, and control framework.
Wyman’s Approach: Developed a full OCC onboarding program, drafted RegCom charters, built U.S.-aligned compliance policies, and supported first regulator meetings.
Impact:
✔ U.S. branch launched in 10 months
✔ No material issues flagged in initial review
✔ Embedded U.S. regulatory culture and controls
APAC Bank Entering U.S. Market
Top-10 Global Bank
Tech Stack Rationalization & Cost Reduction
Challenge: The bank was operating over 25 fragmented tools for risk, controls, and regulatory workflows leading to duplicate costs and compliance inefficiencies.
Wyman’s Approach: Executed a tooling audit, consolidated into a core stack of 10 platforms, and implemented low-code workflow governance with traceability.
Impact:
✔ $4M+ annual cost savings
✔ 60% reduction in tool sprawl
✔ Control-first workflows launched via Service Now
Readiness, Risk, and Value Unlock Across Portfolio
Challenge: PE firm needed fast-turnaround evaluations of tech, compliance, and scalability across 4 fintech and insurance portfolio companies.
Wyman’s Approach: Conducted rapid current state diagnostics, built risk-adjusted transformation plans, and deployed interim control models in 90 days
Impact:
✔ 2 exits accelerated by 6 months
✔ 1 firm moved into strategic partnership with a Tier-1 bank
✔ Regulatory findings dropped to zero post-engagement
Private Equity Client – Portfolio Transformation
Top-1 Global Bank
Legacy System Sunset & Risk Reduction
Challenge: A global bank faced spiraling tech debt and regulatory scrutiny due to legacy systems supporting critical risk reporting.
Wyman’s Approach: We executed a risk-informed decommissioning roadmap, introduced automated data feeds, and validated regulatory reporting integrity.
Impact:
✔ 70% decrease in tech maintenance cost
✔ No interruptions to regulatory submissions
✔ Risk dashboards migrated to modern architecture
Modernizing Risk & Data Operations for Federal Agency
Challenge: An underfunded federal entity needed to overhaul reporting pipelines, digitize forms, and align with updated GRC mandates.
Wyman’s Approach: Redesigned data collection systems, implemented cloud-first compliance frameworks, and supported GAO audit remediation
Impact:
✔ 40% form digitization within 6 months
✔ Passed GAO audit with zero findings
✔ Embedded continuous improvement loops
Public Sector Transformation
Insurance Carrier – Compliance Modernization
From Manual Monitoring to Scalable Compliance
Challenge: Manual control testing and unstructured policies led to high audit findings and poor risk visibility.
Wyman’s Approach: Introduced digital compliance tooling, implemented AI-based policy ingestion, and structured the compliance calendar and attestations.
Impact:
✔ 95% control test automation
✔ 50% faster policy updates
✔ Zero late attestations in two cycles