Technology Enablement & RegTech
Compliance Powered by Code. Transformation Enabled by Design.
Challenge
The tools exist — but the impact often doesn’t.
Financial institutions today are overwhelmed by fragmented technology stacks: disconnected GRC platforms, manual workflows, legacy core systems, and shadow tech built in Excel or email. Even with investment,
outcomes fall short because:
Systems don’t align with regulatory processes
Risk and compliance teams lack workflow clarity
There’s little to no integration between first and second lines
New tools are rolled out — but adoption fails
Technology is seen as a cost center, not a value driver
Technology isn’t the issue. Enablement is.
Our Strategy
At Wyman Advisory, we enable technology that serves outcomes — not checklists.
We bridge the gap between policy, process, and platform by helping institutions:
Design target-state technology architecture for Risk, Compliance & Regulatory functions
Select and implement GRC platforms, workflow automation tools, and RegTech solutions
Define use cases across surveillance, onboarding, AML, complaints, policy attestations, and more
Implement workflow automation with embedded controls and data capture
Create integration roadmaps between 1LoD, 2LoD, Ops, and IT systems
Ensure regulatory alignment: audit trails, model transparency, and secure infrastructure
Lead adoption planning, change management, and success metrics rollout
Our approach is tool-agnostic, outcome-aligned, and powered by execution credibility.
Impact
We help clients stop building PowerPoint decks — and start building digital controls.
✅ Reduced regulatory issue closure time by 30% via workflow automation
✅ Rolled out global GRC platform across 8 countries with 90% user adoption
✅ Delivered RegTech-enabled KYC refresh process that cut manual review effort in half
✅ Designed compliance monitoring framework directly within tech stack (no third-party customization required)
✅ Built policy-to-control maps for 200+ obligations directly into workflow systems
Where We’ve Helped
- Global asset manager: Designed and implemented compliance tech stack to consolidate policy attestations, training, and issue management in one platform
- Global SIFI: Led deployment of RegTech tooling across 3 lines of defense and 12 global markets — fully adopted by Compliance within 6 months
- Fintech: Supported rapid implementation of modular compliance tooling and cloud-native policy management workflows